吉林大学珠海学院毕业论文我国证养市场中小投资者权益保护问题研究系国际贸易与金融系专业名称：金融学学生姓名：学号：指导教师姓名、职称：姓名职称完成日期年月日1我国证券市场中小投资者权益保护问题研究摘要近年来，随着我国经济的发展，证券市场作为一种资本市场已逐步发展成为吸收闲散资金的经济场所，中小投资者作为证券市场的主体，在增加上市公司的外部融资房面发挥着重要作用，完善法律对中小投资者权益的保护，能够有效的促进证券市场的和谐发展，从而进一步促进经济的发展。在实践的过程中，相关法律规定市场经济存在的一定的不足和现实生活中的生活状态是不一致的，这种不足会影响现实生活中中小投资保护者在合法权益方面的许多客观的影响因素。这种因素会侵害中小投资者权益的事件时有发生，这对于健全证券市场法制环境产生了一定的负面影响，成为完善证券市场发展的强大制约因素，因此完善相关法制保护中小投资者合法权益已经势在必行。我们主要是从中小投资者在市场发展过程中所受到的法律程序的影响以及出现问题的原因所在，这种建立在别的国家上的相关法律所进行的详细的分析和借鉴能够更好地完善我国中小投资者对合法权益的法律保护，同时还能够为了更好地发展市场经济带来一定的建议。关键词：证券市场：中小投资者利益：法律法规，：证券监管Study on protection of the rights andinterests of medium and small investors inChina's securities marketAbstractIn recent years,with the development of our national economy,the stockmarketas a kind of capital market has gradually become absorb idle capitaleconomicplace,the medium and small investors as the main body of the securitiesmarket,play an important role in increasing the external financing listingCorporation realface,perfect law to protect the interests of small investors,can effectivelypromote the harmonious the development of securities market,soas to furtherpromote the development of the economy.But in practice,due to someproblemsof defects in the relevant legal provisions exist and reality in the lawenforcement process,resulting in the pursuit of the protection of the legal rightsand interestsof small and medium-sized investors also face many subjective andobjectivefactors,resulting in a realistic environment,against the interests ofsmall investors have occurred,this had a negative impact a sound legalenvironmentfor the securities market,has become a powerful constraints to improvethe development of the securities market,therefore,improve the relevant legalsystem to protect the legitimate rights and interests of small investors havealready be imperative.This paper expounds the present situation and the reasonsof legal protection of small investors of our country,and based on theanalysisand reference to other relevant state law,some suggestions on theperfection oflegal protection of legitimate rights and interests of small investors in ourcountry present.Key word:stock market;investors;laws and regulations,securitiessupervision2